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Kaplan vs Knopman Marks

Side-by-side comparison for securities licensing candidates: features, pricing, and CHART scores from the published rubric.

At a glance

Kaplan vs Knopman Marks feature comparison
FeatureKaplanKnopman Marks
CHART score3.0/ 42.9/ 4
Price range$59 to $319 per exam (Basic through Premium Live Online)$200 to $1,110 per exam (Gold through Diamond)
Exams coveredSIE, Series 7, Series 63, Series 65, Series 66SIE, Series 7, Series 63, Series 65, Series 66
Practice questionsSecuritiesPro QBank (official per-exam counts not published; Series 65 users report 4,000+ questions)Not published per exam (the free SIE demo exposes a 288-question sample)
Pass guaranteeNone for securities: PassProtection gives Live Online enrollees a class retake; Kaplan's money-back program covers insurance licensing onlyNone at any tier
Mobile appNo native securities app; responsive webNative iOS companion app for enrolled students (offline lectures and flashcards); Android unclear
Free trialSIE free trial (Unit 1 content and a 137-question QBank sample)Free SIE demo course on their training platform: sample units, the full quiz builder, and flashcards; textbook locked
Full reviewKaplan review →Knopman Marks review →

Exam-by-exam breakdown

How Kaplan and Knopman Marks stack up for each exam, from our research dossiers and the published CHART scores.

Both are firm-training staples. Kaplan's SIE entry price is a fraction of Knopman's, which self-funded candidates should notice first. Knopman offers the free SIE demo and faculty access at every tier; Kaplan reserves its live layer for the upper tiers.

The premium fight. Knopman's 7 program is the market's most support-heavy: reachable faculty, unlimited live classes on upper tiers, weekly one-on-ones at the top. Kaplan counters with the reference question bank and a far lower entry point. Firm-sponsored candidates choose by their firm's culture; self-funded ones usually can't justify Knopman's ceiling.

Kaplan's entry tier is the cheapest 63 prep we track; Knopman's cheapest is several times that. Unless you're bundled into Knopman through your firm, Kaplan wins this one on arithmetic.

Kaplan is far cheaper at entry, but this is the series where its practice realism gets second-guessed while Knopman's draws praise. Budget-bound advisors still lean Kaplan; candidates who want practice that feels like the real 65 plus a faculty line lean Knopman.

Same tension as the 65: Kaplan on price and bank depth, Knopman on realism reputation and support. The corequisite with the 7 favors whichever one already has your Series 7 business.

Visit KaplanVisit Knopman Marks

About the author

Brennan Kolar headshot

Brennan KolarSenior Financial Analyst · Founder & Lead Researcher

Brennan Kolar is a Senior Financial Analyst and the founder of the Atlas Index family of research sites, including Atlas CPA Index and Atlas Securities Index. He built the CHART methodology to make exam-prep comparisons transparent: every score traces to a published rubric, and every factual claim carries a source.

Full bio & editorial standards →